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Get private Tutoring for the Series 6 Exam, the Series 7 Exam, the Series 26 Exam, Series 65 Exam, the Series 66 Exam, the Series 63 Exam and the SIE Exam.
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05/19 - With the help of a Series 6 Tutor, Laura passed the Series 6 Exam
01/19 - With the help of a Series 6 Tutor, Will passed the Series 6 Exam
12/18 - SIE Tutoring helped Greg and Oliver passed the SIE Exam
10/18 - With the help of a Series 6 Tutor, Joe and Chad passed the Series 63 Exam
09/18 - Series 6 Tutoring helped Stewart pass the Series 6 Exam
08/18 - With the help of a Series 6 Tutor, Terry passed the Series 6 Exam
06/18 - With the help of a Series 6 Tutor, Bill Passed the Series 6 Exam
05/18 - Series 6 Tutoring helped Jennifer pass the Series 6 Exam while Bill Passed the Series 63 Exam
03/18 - With the help of a Series 6 Tutor, Justin passed the Series 6 Exam
02/18 - With the help of a Series 6 Tutor, Jacob, Vincent and Matt passed the Series 6 Exam
12/17 - Series 6 Tutoring helped Stephanie and Barry pass the Series 6 Exam while Bill, Danielle, Stephanie and Ray passed the Series 63 exam
11/17 - Series 6 Tutoring helped Jonathan and Michelle pass the Series 6 Exam while Jeff passed the Series 63.
10/17 - With the help of a Series 6 Tutor, Chris passed the Series 6 Exam
09/17 - With the help of a Series 6 Tutor Jeff passed the Series 6 Exam
05/17 - Series 6 Tutoring helped Erik pass  the Series 6 Exam
03/17 - With the help of a Series 6 Tutor, Mike passed the Series 6 Exam
02/17 - With the help of a Series 6 Tutor, Evelyn and Luke passed the Series 6 Exam
01/17 - Series 6 Tutoring helped Shane pass the Series 6 Exam
12/16 - With the help of a Series 6 Tutor, Janet and Sydney passed the Series 6 exam. David and Lucie passed the Series 63 Exam.
11/16 - With the help of a Series 6 Tutor, Danielle passed the Series 6 Exam
10/16 - Series 6 Tutoring helped Christina and Melissa pass the Series 6 exam
09/16 - With the help of a Series 6 Tutor, Ilissa pass the Series 6 Exam
08/16 - With the help of a Series 6 Tutor, Caroline pass the Series 6 Exam
​07/16 - Series 6 Tutoring helped Daniel pass the Series 6 Exam
05/16 - With the help of a Series 6 Tutor, Ethan and Ben passed the Series 6 Exam
03/16 - With the help of a Series 6 Tutor, Angelica passed the Series 6 Exam.
02/16 - Series 6 Tutoring helped Eve and Jennifer pass the Series 6 Exam.
01/16 - With the help of a Series 6 Tutor, Tiffany, Shane and Tyler passed the Series 6 Exam.
10/15 - With the help of a Series 6 Tutor, Jared passed the Series 6 Exam.
08/15 - Series 6 Tutoring helped Michael pass the Series 6 Exam
07/15 - With the help of a Series 6 Tutor, Kayla passed the Series 6 Exam
06/15 - With the help of a Series 6 Tutor, Brent, Jacqueline and David passed the Series 6 Exam
04/15 - Series 6 Tutoring help John and Jason pass the Series 6 Exam while Loni passed the Series 63 Exam.
01/15 - With the help of a Series 6 Tutor, Nick passed the Series 6 Exam while Brett passed the Series 63 Exam.
12/14 - With the help of a Series 6 Tutor, Brendan and Diane passed the Series 6 Exam
09/14 - With the help of a Series 6 Tutor, Mindie and Randy passed the Series 6 Exam.
08/14 - Marc passed the Series 6 Exam while Paul and Hanna passed the Series 63 Exam.
04/14 - With the help of a Series 6 Tutor, Ryan and John passed the Series 6 Exam while Andrew passed the Series 63 Exam.
03/14 - With the help of a Series 6 Tutor, Laura, Maryana, Jason and David passed the Series 6 Exam while Ian and Maryana passed the Series 63.
02/14 - Series 6 Tutoring helped Rick pass the Series 6 Exam with a 96%!
01/14 - With the help of a Series 6 Tutor, Lisa, Joel, Nini and Marcus passed the Series 6 Exam.  Joel also passed the Series 63 Exam
11/13 - With the help of a Series 6 Tutor, April and Philip passed the Series 6 Exam while Elizabeth passed the Series 63 Exam
10/13 - With the help of a Series 6 Tutor, Karen and Danny passed the Series 6 Exam
12/12 - With the help of a Series 6 Tutor, Jamie passed the Series 6 and Series 63 Exams
12/11 - Series 6 Exam Tutor begins working with students via Tutorhero.net and Wyzant.com.

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You are the registered representative on a NON – Retirement - discretionary account for Joe Investor. The account is entirely invested in mutual funds. You found out that the portfolio manager of one of account’s equity funds has left the firm and gone to another company and you are not comfortable with the new fund manager. You decide to exchange the fund into another fund within the same fund family. Is this a taxable event?

A. Yes and you will always be required to pay long-term capital gains taxes if the sale resulted in a gain.
B. No, as long as you exchange the mutual fund for another mutual fund within the same fund family
C. No, as long as you reinvest the sales proceeds into another mutual fund within 7 calendar days
D. Yes, and if there is a gain, you will be required to pay either long term capital gains taxes or short term capital gains taxes, depending on your holding period.


Your customer who recently inherited $500,000 has a long time horizon and a high risk tolerance. Which of the following mutual funds would be most appropriate for this customer?

A. Advisers Large Cap Growth Fund Share Class A
B. Advisers Large-Cap Growth Fund Share Class B
C. Advisers Ginnie Mae Fund Share Class A
D. Advisers Balanced Fund Share Class C


Some mutual fund families offer various share classes such as A, B, C, D, Institutional and no-load. C- Shares would be LEAST appropriate for an investor with the following characteristic:

A) a short time horizon
B) a long time horizon 
C) an intermediate time horizon
D) a small amount of money to invest


Your wealthy client who has a long time horizon but who has a high risk tolerance, is considering investing in a non qualified variable annuity but needs help directing the money into the sub accounts. She can direct the contributions to various sub accounts but does not know which ones to choose. All of the following could be appropriate recommendations EXCEPT?

A. a portfolio focused on large companies
B. a portfolio focused on small companies
C. a portfolio focused on municipal bonds
D. a portfolio invested in a mix of stocks and high yield bonds.

Which of the following risks would be most relevant to an investor in a variable annuity?

A) interest rate risk
B) default risk
C) political risk
D) market risk